May 17 2019 30 mins
This week's highlights include:
1. Uber stumbles at going IPO. What role did its culture, lack of compliance and ethics play? 2. Belying those who advocate a paper program compliance defense, DOJ/SEC require compliance programs which actually works. 3. What is up with Ephemeral Messaging for Businesses? Avi Gessner, Daniel Foerster and Mengyi Xu consider. 4. What criteria should be used to make reparations to victims of corruption? Sam Hickey explores. 5. Hong Kong criminally indicts ex-JP Morgan banker in Princeling case. Harry Cassin reports.6. FCPA Unit head Dan Kahn discusses evolution in FCPA enforcement. Clara Hudson reports. 7.How should you repay victims of corruption? Sam Hickey. 8. Federal judge lambastes SEC for filing on VW nearly 4 years after emissions-testing scandal erupted. David Shepardson reports.10. What is the fraud risk for non-profits? 11. Join Tom and Jay at Compliance Week 2019. It is one of the top compliance and ethics conferences of the year. This year, Tom is joined by Jonathan Marks in leading a pre-conference workshop on Sunday afternoon about handling internal investigations and performing a root cause analysis. Monday will include a keynote address from the always popular Hui Chen, Tuesday Preet Bharara. As a listener, you are eligible for a discount on the conference cost. Enter code “TOM300” at checkout to save $300 from your registration. Tom Fox is the Compliance Evangelist and can be reached at [email protected]. Jay Rosen is Mr. Monitor and can be reached at [email protected]. For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com.
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