Oct 18 2024 41 mins
Understanding Regulation D
This time, we dive deep into the world of raising capital through Regulation D with the help of our esteemed guest, Mr. Tilden, an experienced securities attorney.
Whether you're a seasoned investor or just starting out, this episode is packed with insights that can help you navigate the complexities of capital raising.
Key Takeaways from the Episode:
1. Understanding Securities:
What is a Security? & Why It Matters**: Knowing this helps you understand what falls under securities laws and why compliance is crucial.
2. Regulation D Overview:
Exemptions Explained**: Regulation D allows companies to raise capital without SEC registration, provided they meet specific criteria.
3. Accredited Investors:
Who Qualifies?**: Net worth over $1 million (excluding primary residence) or income of $200,000 ($300,000 with a spouse) for the past two years.
Verification**: Essential for compliance, especially under Rule 506c.
4. Choosing Between 506b and 506c:
5. Transitioning Between Rules:
6. Protecting Non-Accredited Investors:
Limitations**: Rule 506b allows only a limited number of non-accredited investor
7. Emotional Side of Deal-Making:
Passion and Drive**: Successful capital raising often hinges on your enthusiasm and the compelling story behind your project.
8. Friends and Family Investments:
Compliance**: Even investments from close relations must comply with securities laws to avoid legal issues.
Why Listen?
This episode is a treasure trove of practical advice and expert insights that can help you successfully navigate the regulatory landscape of raising capital. Whether you're looking to understand the nuances of Regulation D or seeking strategies to attract investors, this conversation with Mr. Tilden is a must-listen.
Connect and Engage
I encourage you to reach out to Mr. Tilden for further insights and to express your gratitude for his valuable contributions. His contact information is available in the show notes, and you can also connect with me directly if you have deals you'd like to discuss on "The Deal Scout."
https://www.linkedin.com/in/tildenm/
https://www.youtube.com/@syndicationattorney
Next Steps
- Share your thoughts with a review - https://www.thedealscout.com/reviews/
- Let's connect on LinkedIn - https://www.linkedin.com/in/joshuabrucewilson/
- Subscribe and Watch on YouTube - https://www.youtube.com/channel/UCBQN_Y3nhDGClfMxCSBDjOg
Disclaimer: The content shared on this podcast is for informational purposes only and should not be taken as financial, legal, or tax advice. The views and opinions expressed are those of the host, Josh Wilson, and any guests, and do not necessarily reflect the official policy or position of any agency or organization.
Josh Wilson is a licensed real estate broker and an investment banker, but this podcast is not a substitute for professional advice. We strongly recommend that you consult with a qualified financial advisor, legal counsel, and tax professional before making any financial decisions or taking any actions based on the information provided in this podcast.